-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AnPWJ5HQpOLMbMTcaLGLqB3CRpyu/Qn4+hit+hFSXnqx9ZItoAksJTdormTVE7QJ Ko45GeoZ0sEYXVr4QT3NYg== 0000891554-97-000185.txt : 19970211 0000891554-97-000185.hdr.sgml : 19970211 ACCESSION NUMBER: 0000891554-97-000185 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970207 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MICROSEMI CORP CENTRAL INDEX KEY: 0000310568 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 952110371 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-20930 FILM NUMBER: 97520143 BUSINESS ADDRESS: STREET 1: 2830 S FAIRVIEW ST STREET 2: PO BOX 26890 CITY: SANTA ANA STATE: CA ZIP: 92704 BUSINESS PHONE: 7149798220 FORMER COMPANY: FORMER CONFORMED NAME: MICROSEMICONDUCTOR CORP DATE OF NAME CHANGE: 19830323 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WECHSLER NORMAN J CENTRAL INDEX KEY: 0000918375 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 105 SOUTH BEDFORD ROAD STREET 2: STE 310 CITY: MOUNT KISCO STATE: NY ZIP: 10549 BUSINESS PHONE: 914-242-60 MAIL ADDRESS: STREET 1: 105 SOUTH BEDFORD ROAD STREET 2: STE 310 CITY: MOUNT KISCO STATE: NY ZIP: 10549 SC 13G/A 1 ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimate Average Burden hours per response......14.90 ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* MICROSEMI CORPORATION (Name of Issuer) COMMON STOCK, par value $.20 per share (Title of Class of Securities) 595137100 (CUSIP Number) Check the following box if a fee is being paid with this statement |_|. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page should be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 6 Pages - -------------------------- ------------------------------ CUSIP No. 595137100 13G Page 2 of 6 Pages - -------------------------- ------------------------------ - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NORMAN J. WECHSLER - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,930,664 (including 1,283,985 shares issuable upon BENEFICIALLY conversion of convertible securities of the Issuer) OWNED BY -------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING 13,070 (including 11,070 shares issuable upon conversion PERSON of convertible securities of the Issuer) WITH -------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,930,664 (including 1,283,985 shares issuable upon conversion of convertible securities of the Issuer) -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 13,070 (including 11,070 shares issuable upon conversion of convertible securities of the Issuer) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,943,734 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 20.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 6 Pages SCHEDULE 13G Item 1(a). Name of Issuer: MICROSEMI CORPORATION Item 1(b). Address of Issuer's Principal Executive Offices: 2830 S. Fairview Street Santa Ana, CA 92704 Item 2(a). Name of Person Filing: This Schedule 13G is filed on behalf of Norman J. Wechsler (the "Reporting Person"). Item 2(b). Address of Principal Business Office or, If None, Residence: Suite 310 105 South Bedford Road, Mount Kisco, New York 10549 Item 2(c). Citizenship: The Reporting Person is a United States citizen. Item 2(d). Title of Class of Securities: Common Stock, par value $.20 per share. Item 2(e). CUSIP Number: 595137100 Item 3. Type of Reporting Person: Not applicable Item 4. Ownership: (a) Amount Beneficially Owned: At December 31, 1996, the Reporting Person beneficially owned 1,943,734 shares of Common Stock, which amount includes (i) 1,610,644 shares of Common Stock owned by Wechsler & Co., Inc., a broker/dealer registered under Section 15 of the Act, of which Norman J. Wechsler is the majority shareholder, Chairman of the Board and Page 3 of 6 Pages President, including 963,985 shares issuable upon conversion of $13,062,000 principal amount of 5-7/8% Convertible Subordinated Debentures due 2012 (the "Debentures") of the Issuer; (ii) 320,000 shares issuable upon conversion of a $600,000 principal amount of 10% Convertible Subordinated Note of the Issuer (the "Note"); (iii) 2,000 shares of Common Stock owned by a trust for the benefit of Mr. Wechsler's minor son, David J. Wechsler, of which Norman J. Wechsler and his spouse, Sharon C. Wechsler, are co-trustees (the "Trust"); and (iv) 11,070 shares issuable upon conversion of $150,000 principal amount of Debentures beneficially owned by the Wechsler & Co., Inc. Profit Sharing Trust (the "Profit Sharing Trust"). Filing of this statement by the Reporting Person shall not be deemed an admission that he beneficially owns the securities attributed to the Trust. The Reporting Person expressly disclaims beneficial ownership of all securities held by the Trust. (b) Percentage of Class: 20.2% beneficially owned by the Reporting Person (c) Number of Shares as to Which Such Person Has: (i) sole power to vote or direct the vote: 1,930,664 shares (including 1,283,985 shares issuable upon conversion of the Debentures owned by Wechsler & Co., Inc. and the Note). (ii) shared power to vote or direct the vote: 13,070 shares of Common Stock, of which 2,000 are beneficially owned by the Trust and 11,070 shares which are beneficially owned by the Profit Sharing Trust (such 11,070 shares are issuable upon conversion of Debentures owned by such Profit Sharing Trust). Page 4 of 6 Pages (iii) sole power to dispose or direct the disposition of: 1,930,664 shares (including 1,283,985 shares issuable upon conversion of the Debentures owned by Wechsler & Co., Inc. and the Note). (iv) shared power to dispose or direct the disposition of: 13,070 shares of Common Stock, of which 2,000 are beneficially owned by the Trust and 11,070 shares which are beneficially owned by the Profit Sharing Trust (such 11,070 shares are issuable upon conversion of Debentures owned by such Profit Sharing Trust). Items 5-10. Not applicable. Page 5 of 6 Pages SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 6, 1997 /s/ Norman J. Wechsler ----------------------- Norman J. Wechsler Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----